FIRMA Code of Conduct

As a member of the Fiduciary and Investment Risk Management Association, Inc. (FIRMA), you are expected to uphold the highest standards of ethical, professional, and fiduciary conduct. Your commitment includes:

Support FIRMA’s Mission
Support and advance FIRMA’s mission to strengthen fiduciary and investment risk management across the industry.

Lead with Integrity
Conduct yourself with honesty, professionalism, and respect in professional interactions.

Exercise Sound Judgment
Apply independent, objective judgment and reasonable care in decision-making and professional activities.

Uphold Ethical Risk Practices
Champion strong risk management principles and maintain the highest ethical standards in your work.

Professional Development
Engage in continuous professional development through FIRMA-sponsored education, industry events, and other relevant training.

Support Ethical Conduct
Encourage and support the professional and ethical development of peers and colleagues.

Uphold Accountability
Promptly report any known or suspected violations of this Code to FIRMA.