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This the feature article from our Issue #3, 2018 FIRMA FORUM Newsletter. Members can view the entire issue, and past issues, in our archive

Key Risks Remain Following Fiduciary Rule Vacatur

This article is intended to provide a brief recap of the DOL Fiduciary Rule vacatur and highlight key risks that remain for advisors and rms in the current legal and regulatory environment. The risks we will discuss are:

  • Selecting Target Date Funds in Participant-Directed Plans
  • Fiduciaries “capturing” of IRA rollovers; and
  • Co-fiduciary liability under ERISA §405.

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