Frost Bank Tower Commander’s Room
100 West Houston Street
San Antonio, TX 78205
FIRMA and Wealth Management & Trust, a division of the Texas Bankers Association, are proud to jointly host the 2016 Risk Issues & Compliance Seminar. The program content is designed to benefit risk managers, compliance professionals, auditors at all skill levels, and regulators and financial services consultants as well as fiduciary and investment executives and administrators. It features timely topics and valuable discussions on issues such as money market reform and legislative developments, OCC initiatives, DOL and more. The presentations and materials will be provided by recognized industry experts. This seminar is loaded with valuable information you do not want to miss.
Attendees will be eligible for 7 hours of Group-Live CPE. Applied for: CRCM, CSOP, CTFA and MCLE. There are no advance preparation requirements to be read or completed prior to attending this program. This program is rated Intermediate because of the educational and/or experience requirements as follows: Attendee should be a Certified professional; or Attendees should have at least one year of general trust or fiduciary work experience in the fields of personal trust, employee benefit trust, audit, compliance, or risk management; or Attendees should have passed a one-week trust school course; or Attendee should have attended a previous TBA or FIRMA education program.
Refunds will be provided only for seminar cancellations submitted in writing and received by Wealth Management & Trust on or before October 28, 2016, subject to a $50 handling fee. NO cancellations are accepted and NO refunds are provided after October 28, 2016; substitutions, however, are welcome. FIRMA reserves the right to change speakers or reschedule or cancel sessions when necessary.
FIRMA is not responsible for any penalties (e.g. airfare, hotels, etc.) that may be incurred should this program be canceled. For more information regarding seminar administrative policies such as complaint or refund, please contact our offices at (770) 790-8355.