July 17, 2024

Individual Registration Option

FIRMA Member Price: $350.00
Non-Member Price: $550.00

Group Registration Option

Three or more Group, per attendee - FIRMA Member: $250.00
Three or more Group, per attendee - Non-Member: $450.00
Registration Form



"Back to Basics: Reg 9"
July 17, 2024
12:00 - 3:30pm ET


Welcoming Remarks (11:55am)
Hale Mast

FIRMA Executive Director

Fiduciary Administration (12:00-1:00pm)
David Villwock

Compliance Managing Director
JPMorgan Chase Bank, N.A.
Columbus, OH

Fiduciary Investments (1:15-2:15pm)
Nanna Goodfellow

National Bank Examiner
Office of the Comptroller of the Currency
New York, NY

Bill Norris
Managing Director, Team Executive Boston
CIBC Private Wealth Management
Boston, MA

Fiduciary Operations (2:30-3:30pm)
Deborah Austin

Fiduciary Compliance Director
Wells Fargo Bank, Asset and Wealth
San Diego, CA

At this vital session, attendees will learn the foundational principles and requirements of Reg 9. Our 3-hour program will provide guidance for fiduciary ‘Administration,’ ‘Investments,’ and ‘Operations’ within Wealth & Asset Management services.Our speakers will discuss the critical compliance components in overseeing these essential services.

Our program will be a major tutorial for understanding Reg 9 for both new professionals to our industry as well as a current confirmation of Reg 9 coverage for experts.

We hope that you will take advantage of this cost-benefit opportunity to participate in our valuable non-travel education programs. FIRMA members enjoy discounted registration pricing for each of our webinars in 2024.

NOTE:  FIRMA encourages you to extend a special invitation to your Business First Line Executives, Audit Executives, your Bank Counsel Team, and all new hires to attend this timely, informative Seminar.

This program will be recorded for playback by registered attendees.


  • 3 hours of top-tier industry relevant training
  • Connection to education from your work or home location
  • Interactive Questions and Answers with the speakers

Powered with a trusted and reputable virtual platform, Zoom, through Cypress Planning Group.



Certified FIRMA Members and Cannon CFIRS®, CCTP, CRPP, AFIM®, CTOP®, CTA, and CTCP Professionals are pre-approved for 3.0 CE’s for this Webinar. The American Bankers Association has pre-approved the following CE’s for this Webinar: CTFA and CRCM - 3.75 credits. Check with your credentials provider for specific applicability.


Registration deadline is July 8th.

Upcoming Events

Registration Deadline

July 8, 2024


Individual Registration Option

For individuals registering for a single webinar, please check one of the following:

Group Registration Option

For companies registering three (3) or more employees, please check one of the following:

Before registering and paying as a group attendee, please confirm with your employer that they will be sending at least three attendees.

Group coordinators wishing to register several attendees and make a single payment may contact Amy Caple at the FIRMA Office for assistance. Please call (770) 790-8355 or email to

Payment Type

Cancellation Policy

Cancellations received through July 8, 2024 will be refunded less a $75 service charge. Cancellations made after July 8th are non-refundable. Written notification is required to process any cancellation or refund.