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Deborah A. Austin "FAS 157"
Deborah A. Austin
"Independent
Fiduciary Reviews"
Deborah A. Austin "Key
Risk
Indicators"
Bradley F. Beshea
"Reg 9
Investment Reviews"
Lisa Bleier "Critical
IRA
Issues"
Maggi Boutelle
"Operational
Risk Management"
Dominic
J. Campisi
"Fiduciary Litigation – The New Cases You Must Know"
Michael L. Daly "FAS 157"
Anthony
J. DeMilo
"Regulator Open Session – FDIC"
Jennifer L. DeVries "Reg R"
Joan
Dindoffer "Rule 3040 –
FINRA Proposed Rule 3110"
Jenny
Eller "401(k) Fee
Disclosure and 5500 Reporting"
Kieran J.
Fallon "Reg R –
Here and Now"
Donna
M. Fay "Regulator
Open Session – FED"
Tara
L. French "Regulator
Open Session – OTS"
Carol A.
Goulding
"Investment Advisor Roundtable"
Sean
Gray "Overview of Key
Rules and Recent Regulatory Developments Affecting BDIA"
Steven M.
Harding
"Independent Fiduciary Reviews"
Charles Holmes
"A Paperless
Trust Department"
Thomas Kennedy
"BDIA
Conflicts of Interest"
Thomas Kennedy
"Counterparty Risk"
Karen S. Koehn
"Reg 9
Investment Reviews"
Bridget C. Kovalik
"Regulatory Roundtable"
Christopher
Krupa
"Challenges of Pricing and Evaluation Services in an Illiquid Market"
William Langford
"AML in
the BDIA World"
John
F. LeBlond "Pension
Protection Act Update – Statutory and Regulatory Update"
Richard
A. Libby "An Asset
Manager’s Perspective During the Credit Crisis – Counterparty Risk
Management"
Eugene
F. Maloney
"Alternative Investments – A Risk Management Perspective"
Linda
Manfredonia
"Independent Fiduciary Reviews"
Brian L. Morrow
"Reg 9
Investment Reviews"
Joel
Miller "Regulator Open
Session – OCC"
Sally
Miller "Reg R – Here
and Now"
Sally
Miller "The New
Legislative Landscape and Beyond"
Katheleen Oldenborg
"AML / KYC / BSA"
Satish
G. Pattegar
"Corporate Actions and Class Actions"
Satish G. Pattegar "Reg R"
Michael Pederson
"Global
Corporate Greening"
Gary
E. Pelcak "Fiduciary
Roundtable – Small Bank"
Warner
W. Price "Fiduciary
Roundtable – Large Bank"
Carla Romano "BDIA Hot
Topics"
Janice J. Sackley "AML
/
KYC / BSA"
James
F. Strickland
"Compliance Oversight for BD and Asset/Wealth Management"
Roberta J. Ufford "ERISA
Update"
John
H.Walsh "Regulator Open
Session – SEC"
Rebecca Bugaj Zak
"Key Risk
Indicators"
Ellen
Beeson Zentner "The
U.S. Economic Outlook: What to Expect in Unexpected Times"
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