“Administrative & Investment Reviews--First and Second Line Oversight”

A FIRMA Member-Value Webinar

We are pleased to offer this event at no charge and exclusively to FIRMA members.

Speakers:
Cindy Eubank
Executive Director, Firmwide Fiduciary Compliance
JPMorgan Chase
Fort Worth, Texas

Sabrina Seminetta
Managing Director, Governance & Controls Lead
CIBC Private Wealth
Chicago, Illinois

Please watch this space for more program details as they become available. Registration will open soon!

DELIVERY METHOD: Group-Internet Based Training, including interactive Q&A. Presented through the Zoom virtual platform.This session will be recorded for playback for registered attendees.
NASBA Field of Study: Regulatory Ethics
PROGRAM KNOWLEDGE LEVEL: Intermediate
PREREQUISITES and ADVANCED PREPARATION:  None

CONTINUING EDUCATION CREDITS (CEs):
Certified FIRMA Members and Cannon CFIRS®, CCTP™, CRPP™, AFIM®, CTOP®, CTA, and CTCP Professionals are pre-approved for 1.5 CEs for this Virtual Seminar. American Bankers Association credits are pending. NASBA has approved 1.8 Group Internet Based credits. Check with your credentials provider for specific applicability. 

The Fiduciary and Investment Risk Management Association, Inc.™ (FIRMA) is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website:www.NASBAregistry.org.

CANCELLATION/REFUND and COMPLAINT RESOLUTION POLICY
FIRMA reserves the right to change speakers or reschedule or cancel sessions when necessary.  For more information regarding seminar administrative policies such as complaint or refund, please contact our offices at 770-790-8355.