Tuesday, May 7, 2019 2:30 PM - 4:30 PM
Director of Fiduciary Risk & Governance
Fiduciary & Investment Risk
WELLS FARGO CORPORATION
Compliance Risk Management Consultant
FIRST DIMENSIONS CONSULTING
If you’re fiduciary oversight professional, you may have already mastered the requirements under “Reg 9” (or 12 CFR Part 9 - Chapter 12 of the Code of Federal Regulations Part 9). But what about other regulations, laws or guidelines - current or on the horizon – that also impact fiduciary activities? Are you aware and familiar with them? Do you know what to do about them? Come join this session as we meander through the maze of applicable regulations, help you share your knowledge with the other attendees, and build a stronger operating environment within your fiduciary oversight role.