Conference Materials


Breakout Sessions - AML

Wednesday, May 8, 2019 1:15 PM - 2:15 PM


Robert Rhatigan Speaker Bio

Session Description

This session will provide an overview of the anti-money laundering (AML) regulations applicable to asset managers. Attendees will learn how asset managers should go about developing AML risk assessment and AML compliance programs. Tom will discuss current trends in AML regulation and enforcement, emphasizing areas of focus for regulators and examiners. Tom’s session also will address U.S. sanctions trends and how to implement a risk-based sanctions compliance program.