Conference Materials

2019

Breakout Sessions - Does It Really Matter When It Comes to Being A Fiduciary to a 401(k) Plan?

Wednesday, May 8, 2019 10:30 AM - 11:30 AM

Speaker

Rose Panico-Marino

 Managing Director
Head of Corporate Retirement Plan Services 
CIBC BANK USA
Chicago, Illinois

Speaker Bio

Session Description

In this session, Attendees will learn

  • The difference between a 3(21) vs. a 3(38) advisor;
  • What companies expect from these roles;
  • Pricing for 3(21) and 3(38) advisory services; and
  • Why it’s important to engage clients regardless of the  advisory role.

We’ll also discuss the regulatory environment in Washington, DC that could have signicant impact for retirement plans.

Session Material

Does It Really Matter When It Comes to Being A Fiduciary to a 401(k) Plan?