Breakout Sessions - Does It Really Matter When It Comes to Being A Fiduciary to a 401(k) Plan?
Wednesday, May 8, 2019 10:30 AM - 11:30 AM
Head of Corporate Retirement Plan Services
CIBC BANK USA
In this session, Attendees will learn
- The difference between a 3(21) vs. a 3(38) advisor;
- What companies expect from these roles;
- Pricing for 3(21) and 3(38) advisory services; and
- Why it’s important to engage clients regardless of the advisory role.
We’ll also discuss the regulatory environment in Washington, DC that could have signicant impact for retirement plans.
Does It Really Matter When It Comes to Being A Fiduciary to a 401(k) Plan?