Conference Materials


Breakout Sessions - Conficts: Reg W is Only the Beginning...

Wednesday, May 8, 2019 9:15 AM - 10:15 AM


Mary Ann Lowney

U.S. Trust Compliance and Operational Risk Executive
Boston, Massachusetts

Speaker Bio

Session Description

Fiduciary professionals face a myriad of situations posing real or perceived conflicts risk. This session will provide practical tips for identifying and mitigating conflicts risk, with a view of overarching regulations including the ubiquitous Reg W.

Session Material

Conflicts: Reg W