Conference Materials


Breakout Sessions - Strategies for Small Audit Departments

Monday, May 6, 2019 2:15 PM - 3:15 PM


Gary E. Pelcak, CTA, CFSA, CFE

Former Chief Audit Executive
Junction City, Kansas

Speaker Bio

Session Description

How can audit departments and auditors leverage opportuni-ties to achieve success, receive a Strong rating from regulators, and rise to greatness with limited resources, staff, expertise, and IT Support? Learn ways to overcome some of the unique challenges facing a small audit shop during this interactive session where we will discuss: 

  • Small is a relative concept and does have its advantages;
  • The benefts of co-sourcing;
  • The importance of audit risk assessment in audit planning;
  • Implementing a risk management strategy to optimize resources;
  • Improving performance and profciency; and
  • Developing and implementing a strong mission statement, audit charter, and audit committee charter.

Session Materials

Strategies for Small Audit Departments Presentation

Exhibit 1

Exhibit 2

Exhibit 3

Exhibit 4.0

Exhibit 4.1

Exhibit 5

Exhibit 6

Exhibit 7

Exhibit 8

Exhibit 9