Conference Materials

2019

Breakout Sessions - ERISA Update: Tips & Traps for Fiduciaries

Monday, May 6, 2019 2:15 PM - 3:15 PM

Speaker

Jason C. Roberts, Esq., AIFA®

ENSION RESOURCE INSTITUTE & RETIREMENT LAW GROUP
San Diego, CA

Speaker Bio

Session Description

During this session, Jason will lay out commonly overlooked examples oduciary risks fonancial institutions with respect to both their role as service providers and as sponsors of their own plans. By way of case studies and actionable takeaways, attendees can expect to be able to identify and mitigatduciary exposure in the following areas:

  •  Investment Advice vs. Education;
  • Selection/Monitoring of Plan Investments, including Qualied Default Investment Alternatives and Target  Date Funds and investments managed or sub-advised by afliates;
  • Selection/Monitoring of Service Providers;
  • Administration/Reporting; and
  • Cross-Selling and IRA Rollovers from ERISA-covered Retirement Plans.

Session Material

ERISA Update: Tips & Traps for Fiduciaries