Conference Materials


Breakout Sessions - Managing Conficts of Interest

Monday, May 6, 2019 1:00 PM - 3:00 PM


William T. Norris

Chief Investment Offcer
Chicago, Illinois

Session Description

Fiduciaries have the duty to avoid conicts of interest and self-dealing. Potential conicts must be managed appropriately to avoid harm to account beneciaries. Please join this session to participate in an interactive discussion about the most common conicts of interest faced bduciaries, including under ERISA, and learn strategies and best practices to avoid or appropriately manage such conicts, including as they relate to proprietary funds, own-bank securities, trading, and fees.