1:00 PM - 4:00 PM : Pre-Conference Workshop II-First vs. Second Line of Defense
1:00 PM - 4:00 PM : Pre-Conference Workshop I -Administering Trusts and Developing Fiduciary Solutions in the Modern Age: Are We Creeping Out of the Cave?
4:30 PM - 5:30 PM : New Attendee / New Member Social
8:00 AM - 8:15 AM : Welcoming Remarks
8:15 AM - 9:15 AM : Keynote: It's About the People: A Culture of Cybersecurity
9:30 AM - 10:30 AM : General Session - The U.S. & Global Economy: Cycle Challenges and Opportunities
10:45 AM - 11:45 AM : General Session - I’ll Make You an Offer You Can’t Refuse: Insights from a Former Mob Boss on Ethics and Morals
11:45 AM - 1:00 PM : Luncheon
1:00 PM - 3:00 PM : Breakout Sessions - Regulatory Panel
1:00 PM - 3:00 PM : Breakout Sessions - Managing Conficts of Interest
1:00 PM - 3:00 PM : Breakout Sessions - Sales Practices and Bad Behavior
1:00 PM - 3:00 PM : Breakout Sessions - Assessing Fiduciary Complaints
2:15 PM - 3:15 PM : Breakout Sessions - Regulatory Panel
2:15 PM - 3:15 PM : Breakout Sessions - ERISA Update: Tips & Traps for Fiduciaries
2:15 PM - 3:15 PM : Breakout Sessions - Tax Reform
2:15 PM - 3:15 PM : Breakout Sessions - Strategies for Small Audit Departments
3:30 PM - 4:30 PM : Breakout Sessions - Crypto 101 - Bitcoin: A Currency, Investment, or Neither?
3:30 PM - 4:30 PM : Breakout Sessions - ERISA Update: Tips & Traps for Fiduciaries
3:30 PM - 4:30 PM : Breakout Sessions - Lessons Learned After One Year of GDPR
3:30 PM - 4:30 PM : Breakout Sessions - It’s Just an Irrevocable Life Insurance Trust –Nothing to Worry About, Right?
4:45 PM - 5:45 PM : Roundtable Sessions - Audit
4:45 PM - 5:45 PM : Roundtable Sessions - Large Banks / Risk / Compliance / FLOD
4:45 PM - 5:45 PM : Roundtable Sessions - Small and Regional Banks / Risk / Compliance / FLOD
4:45 PM - 5:45 PM : Roundtable Sessions - Regulators
6:30 PM - 8:30 PM : FIRMA’s Welcome Reception
8:00 AM - 9:00 AM : Keynote Session - Reputational Risk Management in Financial Services
9:15 AM - 10:15 AM : General Session - Fiduciary Executive Panel – Personal Trust – Our Changing World
10:30 AM - 11:30 AM : General Session - Future of Fiduciary Risk: Robotics, AI, Machine Learning
11:45 AM - 12:45 PM : General Session - Governance Structure
2:30 PM - 4:30 PM : Focus Session I - Fiduciary – Not Just Reg 9
2:30 PM - 4:30 PM : Focus Session II - Complex Investment Strategies and Exchange Traded Products
8:00 AM - 9:00 AM : Keynote Session - Thinking Anew for All Things Digital
9:15 AM - 10:15 AM : Breakout Sessions - ABA Trust Legislative Update: Our Positive Policy Environment
9:15 AM - 10:15 AM : Breakout Sessions - Conficts: Reg W is Only the Beginning...
9:15 AM - 10:15 AM : Breakout Sessions - Work Force of the Future
9:15 AM - 10:15 AM : Breakout Sessions - Key Risks in Retirement Plan Products and Services
10:30 AM - 11:30 AM : Breakout Sessions - ABA Trust Legislative Update: Our Positive Policy Environment
10:30 AM - 11:30 AM : Breakout Sessions - Does It Really Matter When It Comes to Being A Fiduciary to a 401(k) Plan?
10:30 AM - 11:30 AM : Breakout Sessions - ROBO Advisory vs. Wealth Advisory
10:30 AM - 11:30 AM : Breakout Sessions - SEC Influence to Trusts
11:45 AM - 1:15 PM : Luncheon and Meeting - “FIRMA Annual Membership Meeting”
1:15 PM - 2:15 PM : Breakout Sessions - Institutional Account Risk
1:15 PM - 2:15 PM : Breakout Sessions - Leading Internal Audit Practices
1:15 PM - 2:15 PM : Breakout Sessions - AML
1:15 PM - 2:15 PM : Breakout Sessions - Generation Skipping Tax
2:30 PM - 3:30 PM : Breakout Sessions - Power of Attorney Risks
2:30 PM - 3:30 PM : Breakout Sessions - The Three Lines of Defense in the Boardroom
2:30 PM - 3:30 PM : Breakout Sessions - The Benefits of Automation of Contract Management and E-Signature
2:30 PM - 3:30 PM : Breakout Sessions - Fiduciary Fraud
3:45 PM - 4:45 PM : Breakout Sessions - Investment Performance – Benchmarks, Models, and GIPS®
3:45 PM - 4:45 PM : Breakout Sessions - Uniform Directed Trusts
3:45 PM - 4:45 PM : Breakout Sessions - Fiduciary Fraud
3:45 PM - 4:45 PM : Breakout Sessions - Mind, Heart and Wallet: Trends in Socially Responsible Investing
8:00 AM - 9:00 AM : Keynote Session - Top Five Fiduciary Risks
9:15 AM - 10:15 AM : General Session - Trust 2030
10:30 AM - 11:30 AM : Roundtable Sessions- Conference Highlights & Key Takeaways: Audit
10:30 AM - 11:30 AM : Roundtable Sessions- Conference Highlights & Key Takeaways:Small & Regional Banks / Risk / Compliance / FLOD
10:30 AM - 11:30 AM : Roundtable Sessions- Conference Highlights & Key Takeaways:Large Bank / Risk / Compliance / FLOD
10:30 AM - 11:30 AM : Roundtable Sessions- Conference Highlights & Key Takeaways: Regulator
Austin, Deborah : Pre-Conference Workshop II-First vs. Second Line of Defense
Bailey , Gabrielle : General Session - Fiduciary Executive Panel – Personal Trust – Our Changing World
Beck, CFP®, CAIA, CIPM, Michael : Breakout Sessions - Investment Performance – Benchmarks, Models, and GIPS®
Beshea, Bradley F. : Roundtable Sessions - Small and Regional Banks / Risk / Compliance / FLOD
Beshea , Bradley F. : Roundtable Sessions- Conference Highlights & Key Takeaways:Small & Regional Banks / Risk / Compliance / FLOD
Brian, Merrill : Breakout Sessions - Sales Practices and Bad Behavior
Buchanan , J. Phil : General Session - Trust 2030
Calaby , Cecelia : Breakout Sessions - ABA Trust Legislative Update: Our Positive Policy Environment
Calaby , Cecelia : Breakout Sessions - ABA Trust Legislative Update: Our Positive Policy Environment
Calacagno, Anthony : Breakout Sessions - Regulatory Panel
Calacagno, Anthony : Breakout Sessions - Regulatory Panel
Dahya, Yasmin : Focus Session II - Complex Investment Strategies and Exchange Traded Products
Dalton, Tish : Breakout Sessions - Regulatory Panel
Dalton, Tish : Breakout Sessions - Regulatory Panel
De Vries, Jennifer : General Session - Governance Structure
De Vries, Jennifer : Roundtable Sessions- Conference Highlights & Key Takeaways:Large Bank / Risk / Compliance / FLOD
De Vries, CTA, Jennifer L. : Roundtable Sessions - Large Banks / Risk / Compliance / FLOD
Divers, Larry : Breakout Sessions - Key Risks in Retirement Plan Products and Services
Durkin , CFA , Anne T. : Breakout Sessions - Mind, Heart and Wallet: Trends in Socially Responsible Investing
Echols, Michael A. : Keynote: It's About the People: A Culture of Cybersecurity
Epstein , Peter : Focus Session II - Complex Investment Strategies and Exchange Traded Products
Franzese, Michael : General Session - I’ll Make You an Offer You Can’t Refuse: Insights from a Former Mob Boss on Ethics and Morals
Garcia, Luis : Breakout Sessions - ROBO Advisory vs. Wealth Advisory
Gattuso, Maria : Breakout Sessions - Sales Practices and Bad Behavior
Goldberg, CTA, CPA, Bruce K. : Roundtable Sessions - Audit
Goldberg, CTA, CPA, Bruce K. : Roundtable Sessions- Conference Highlights & Key Takeaways: Audit
Goodfellow, Nanna : Breakout Sessions - Regulatory Panel
Goodfellow, Nanna : Breakout Sessions - Regulatory Panel
Gray, Sean : General Session - Governance Structure
Hindel , Joanne : Breakout Sessions - Power of Attorney Risks
Jeanneret, CBA, CFIRS, Casey : Roundtable Sessions - Small and Regional Banks / Risk / Compliance / FLOD
Jeanneret, CBA, CFIRS, Casey : Roundtable Sessions- Conference Highlights & Key Takeaways:Small & Regional Banks / Risk / Compliance / FLOD
Johnsey, Esquire, C. Gray : Breakout Sessions - Tax Reform
Jonke, David : Roundtable Sessions- Conference Highlights & Key Takeaways:Large Bank / Risk / Compliance / FLOD
Jonke, CTA, CPA, David B. : Roundtable Sessions - Large Banks / Risk / Compliance / FLOD
Juliano, Anthony : Breakout Sessions - Crypto 101 - Bitcoin: A Currency, Investment, or Neither?
Kannan, Lakshman : Breakout Sessions - Fiduciary Fraud
Kannan, Lakshman : Breakout Sessions - Fiduciary Fraud
Kelly, CFIRS, Scott : Roundtable Sessions - Regulators
Kelly, CFIRS, Scott : Roundtable Sessions- Conference Highlights & Key Takeaways: Regulator
Kennedy, Michael : General Session - Fiduciary Executive Panel – Personal Trust – Our Changing World
Klein, Mitchell : Breakout Sessions - The Benefits of Automation of Contract Management and E-Signature
Levine, Joshua : Focus Session II - Complex Investment Strategies and Exchange Traded Products
Lowney, Mary Ann : Breakout Sessions - Conficts: Reg W is Only the Beginning...
Madsen, Geoffrey A. : Breakout Sessions - Uniform Directed Trusts
Marion, James M. : Keynote Session - Top Five Fiduciary Risks
Mitchell , Thomas : General Session - Governance Structure
Norris, William T. : Breakout Sessions - Managing Conficts of Interest
Orange, CFIRS, Michael W. : Breakout Sessions - Regulatory Panel
Orange, CFIRS, Michael W. : Breakout Sessions - Regulatory Panel
Panico-Marino, Rosemarie M : Breakout Sessions - Does It Really Matter When It Comes to Being A Fiduciary to a 401(k) Plan?
Pattegar, Satish : Focus Session I - Fiduciary – Not Just Reg 9
Pelcak, CTA, CFSA, CFE, Gary E. : Breakout Sessions - Strategies for Small Audit Departments
Pelcak, CTA, CFSA, CFE, Gary E. : Roundtable Sessions - Audit
Pelcak, CTA, CFSA, CFE, Gary E. : Roundtable Sessions- Conference Highlights & Key Takeaways: Audit
Pellicori, Louis : Keynote Session - Thinking Anew for All Things Digital
Picov, Josh : Keynote Session - Reputational Risk Management in Financial Services
Porter, Jennifer : Breakout Sessions - SEC Influence to Trusts
Ramer, Daniel E. : Pre-Conference Workshop I -Administering Trusts and Developing Fiduciary Solutions in the Modern Age: Are We Creeping Out of the Cave?
Renaud, CPA/MBA, Patrick G. : Breakout Sessions - Leading Internal Audit Practices
Rhatigan, Robert : Breakout Sessions - AML
Robert K. , Thompson, CFP, CRSP, AIF : Breakout Sessions - Institutional Account Risk
Roberts, Jason C. : Breakout Sessions - ERISA Update: Tips & Traps for Fiduciaries
Roberts, Jason C. : Breakout Sessions - ERISA Update: Tips & Traps for Fiduciaries
Sabino, Marc : General Session - Future of Fiduciary Risk: Robotics, AI, Machine Learning
Sawyer, David : Pre-Conference Workshop I -Administering Trusts and Developing Fiduciary Solutions in the Modern Age: Are We Creeping Out of the Cave?
Schor, Mike : Breakout Sessions - Work Force of the Future
Smith, Daniel : Breakout Sessions - Generation Skipping Tax
Smith, Marilyn : Focus Session I - Fiduciary – Not Just Reg 9
Smith, Marilyn : Breakout Sessions - Assessing Fiduciary Complaints
Sparano, Mark : Breakout Sessions - The Three Lines of Defense in the Boardroom
Speidel, Barbara : General Session - Governance Structure
Vasquez, Diana : Pre-Conference Workshop II-First vs. Second Line of Defense
Webb, Justin P. : Breakout Sessions - Lessons Learned After One Year of GDPR
Wessels, Leon J. : Breakout Sessions - It’s Just an Irrevocable Life Insurance Trust –Nothing to Worry About, Right?
Zentner, Ellen : General Session - The U.S. & Global Economy: Cycle Challenges and Opportunities