Compliance Risk Assessments – Trends and Components


Patricia A. Hackett
Vice President, Compliance Group Manager
Asset Management Group and PNC Investments
Compliance
THE PNC FINANCIAL SERVICES GROUP
Pittsburgh, Pennsylvania



Please join Patricia for a do-not-miss best practices session for all fiduciary compliance professionals. Attendees will learn today’s stress points within the role of fiduciary compliance, the priorities for risk assessments, trends within compliance tools and testing, and practical do’s and don’ts for fiduciary compliance requirements.

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