Compliance Risk Assessments – Trends and
Components
Patricia A.
Hackett
Vice President, Compliance Group Manager
Asset Management Group and PNC Investments
Compliance
THE PNC FINANCIAL SERVICES GROUP
Pittsburgh, Pennsylvania
Please join Patricia for a do-not-miss best practices session for
all fiduciary compliance professionals. Attendees will learn today’s
stress points within the role of fiduciary compliance, the
priorities for risk assessments, trends within compliance tools and
testing, and practical do’s and don’ts for fiduciary compliance
requirements.