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JanErik E. Aase "Vendor Risk"

Dolores Atallo-Hazelgreen "Enterprise Risk Management"

Deborah A. Austin "Reviewing Marketing Materials"

Dr. Perry H. Beaumont "Valuation Strategies for Complex and Uncertain Times"

Billy Beaver "Regulator Open Session – Department of Labor"

Lisa Bleier "Critical IRA Issues"

Melody M. Bohlmann "Dual Hatting"

Maggi Boutelle "Operations Risk Management Panel"

John Cotter "Sub-Custodian Risk"

Fran DeMaris "Conflicts of Interest Red Flags"

Anthony J. DiMilo "Banking Regulator Panel"

Joan Dindoffer "Burned Once... Using KRIs to Avoid Litigation and Vice Versa"

Suzanne Faulkner "Internal Control Reports: Facts, Myths and Best Practices"

Shelley Goldfarb "Personal Trust Administrative Reviews"

Carol A. Goulding "Investment Advisor Roundtable"

Jeff Hall "Control Self-Assessment Process"

Larry Kallembach "Business Resumption or Business As Usual"

Barbara Keller "Regulator Open Session – FinCEN"

Deana King "Supervision of Registered Representatives in a Bank Broker Dealer"

Karen S. Koehn "Account Pre-Acceptance – Asset Analysis"

Kevin McCabe "Where Do We Go from Here: Risk Management after the Financial Meltdown"

Judi McCormick "Banking Regulator Panel"

Dr. Francis McGovern "Class Actions and SEC Settlements"

F. Jay Meyer "Sharing Information with Affiliates and Third Parties"

Sally Miller "Trust Legislative Update"

Larry J. Musher "Regulatory Roundtable"

Matthew M. O’Toole, Esq. "Securities Regulator Open Session – SEC and FINRA"

Anthony M. Palma "Fiduciary Roundtable – Large Bank"

Gary E. Pelcak "Fiduciary Roundtable – Small Bank"

Julie Perkins "Control Self-Assessment Process"

J. Douglas Pollitt "Banking Regulator Panel"

Carla Romano "Securities Regulator Open Session – SEC and FINRA"

Sally Larson Sargent "Personal Trust Administrative Reviews"

Cristina Scassa "Operations Risk Management Panel"

Joey Sifuentes "Banking Regulator Panel"

Matthew Speare "Information Security"

James F. Strickland "Audit and Compliance Coordination"

Michael Stohler "Hedge Funds: The Tension Between Managing Risk & Risk Management"

Michael Stohler "Hedge Funds – Globalizaton and Its Consequences"

Ruth Hanna Strong "Operations Risks"

Francis P. Thomas, III "Internal Control Reports: Facts, Myths and Best Practices"

Scott Thoma "Third Party Money Manager Due Diligence"

Jonathan E. Turner "Investment Fraud – Ponzi Rides Again"

Roberta J. Ufford "Critical ERISA Issues"

Keith Wenk "Auditing Brokerage and Investment Activities"

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