Service Provider Compensation: Are There New Limits?

Lisa Bleier
Senior Counsel
Washington, D.C.

This session will discuss some recent developments regarding gifts to clients and whether these gifts are allowable. Lisa will also discuss recent conversations with the Department of Labor about the application of ERISA section 406(b)(3) generally, as well as to Taft Hartley plans. The session will also include a discussion of current banking regulations and their application in this area.

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