Regulator Open Session – OTS

Lázaro Barreiro
Trust Examinations Manager
Office of Thrift Supervision
Dept. of the Treasury
Atlanta, GA

What’s on the radar at OTS? This interactive session will cover two general topics – the trust examination process itself and some trust and trust-related products, services, and activities that the OTS will likely pay particular attention to during the next few examination cycles. Of course, there will be time to discuss anything that’s “hot” at the moment - think particularly Regulation R.

John  will also talk about some specific products, services, and operating decisions we’re seeing in our regulated thrifts that have sparked particular interest from a supervisory standpoint. The use of alternative investment products, third-party service arrangements, automating the investment review process, transfer agent and municipal securities dealer activities, the renewed interest in CIF’s, and certain private banking activities come to mind.

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