Trust Examinations Manager
Office of Thrift Supervision
Dept. of the Treasury
What’s on the radar at OTS? This interactive session will cover two
general topics – the trust examination process itself and some trust
and trust-related products, services, and activities that the OTS will
likely pay particular attention to during the next few examination
cycles. Of course, there will be time to discuss anything that’s “hot”
at the moment - think particularly Regulation R.
John will also talk about some specific products, services, and
operating decisions we’re seeing in our regulated thrifts that have
sparked particular interest from a supervisory standpoint. The use of
alternative investment products, third-party service arrangements,
automating the investment review process, transfer agent and municipal
securities dealer activities, the renewed interest in CIF’s, and
certain private banking activities come to mind.