Regulation R Overview

Sally Miller
Center for Securities, Trust, and Investments
Washington, D.C.

With the finalization of Regulation R on 9/24/07, Sally will discuss the impact issues that face all fiduciary institutions. With a compliance date of the first day of your organization’s fiscal year ending after 9/30/08, the next 12 to 18 months require critical implementation considerations in the areas of compensation programs, contract reviews, and system issues. Sally will lead us through an invaluable discussion of the requirements and exemptions ahead.

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