Proxy Voting

Jeffrey S. Kropschot, CTCP, IACCPSM
VP and Chief Compliance Officer
St. Louis, Missouri

This session will address the traditional proxy voting responsibilities of bank fiduciaries, as well as the enhanced responsibilities of investment advisers who are subject to robust SEC regulations regarding proxy voting. We will review the steps involved in developing and implementing a strong proxy voting compliance program and will consider whether bank fiduciaries should join other bankers who have decided to incorporate SEC proxy voting requirements as a best business practice.

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