Mitigating Risks in Securities Lending Transactions

Irving Klubeck
Managing Director
Jersey City, New Jersey

Securities Lending is a very profitable business for all parties – but not understanding the business reasons behind the transaction can lead to unhappy customers, tax liability, legal liability, regulatory scrutiny, and real economic losses. Mr. Klubeck will use real examples to highlight the risks in securities lending that are typically unseen or unperceived – and how to avoid them.

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