Highlights
of Investment Adviser Marketing and Performance Advertising
Chris Hardy
Partner
IMS CONSULTING PARTNERS, INC.
Salisbury, Connecticut
The SEC perennially lists problems in investment adviser marketing and
performance advertising as one of its top examination
deficiencies. This session is designed to provide knowledge of
the different regulatory issues involved, as well as provide attendees
with the practical skills to avoid the potential pitfalls associated
with advertising.