BSA
/ AML / KYC – Risk Ranking Monitoring Techniques
C. Rachel Raemore
Senior Vice-President, Compliance Director
Capital and Wealth Management Groups
WACHOVIA CORPORATION
Charlotte, North Carolina
Trust bankers seem to struggle with clear guidelines for risk
monitoring under an enterprise BSA/AML/KYC compliance program for their
fiduciary business lines. Rachel will share valuable insights and
details for a risk-ranking approach for fiduciary account analyses and
monitoring.
