Trends
in Risk Management and Compliance and Their Impact on Asset Management
Eugene A. Ludwig
Founder and CEO
PROMONTORY FINANCIAL
SERVICES, LLC
Washington, D.C.
What are some of the most sophisticated financial institutions around
the world doing today to manage their enterprise-wide risks and
compliance obligations? Gene Ludwig’s firm has brought clients through
all kinds of compliance crisis, from a single rogue trader to
international terrorism financing control issues. He will talk about
current trends that compliance officers and fiduciary auditors may
apply to asset management risks.
