FIRMA^®

FIRMA National Risk Management Training Conference
March 25 - 29, 2012
Fort Worth, TX

Click Here for the Conference Brochure

FIRMA’s 26^th National Risk Management Training Conference was held March 25 - 29, 2012, at the historic Worthington Renaissance Hotel in Fort Worth.

Our conference offered outstanding topics of interest to support our Fiduciary and Investment Risk Management program, including: a Keynote session entitled“Ethical Behavior in the Financial Services Industry;” Regulatory Update sessions from the OCC, FDIC, FED, FINRA, and SEC; the ABA’s “Trust Legislative Update;”“Dodd-Frank Act: Whistle Blower Provisions, Volker Rule, and Corporate Living Wills;” “Vision and Direction of Wealth Risk Management;” “Rule SSAE 16;” “Corporate Trust;” “Chinese Wall;” “Data Breaches;” “Business Continuity Planning;” “Special and Toxic Asset Exposure;” “Reg R – What Now?” “FX Transaction Compliance;” “ ’40 Act Affiliated Transaction Compliance;” “Critical ERISA Issues;” special Roundtable discussion sessions, and over 20 other topics.

The Conference also offered two Sunday Workshops, “Trust Laws & Regulations – The Conflicting Challenge” and “Risk Management Metrics.” Tuesday afternoon featured our complimentary Vendor Showcase, and the In-Conference Seminar, “Enhancing Your Compliance Testing Program.