Conference Materials

2018

Keynote: A Little Paranoia Goes a Long Way these Days: Risk, Regulation, and Reputation

Monday, April 23, 2018 8:15 AM - 9:15 AM

Speaker

David Carroll

Retired
Former Senior Executive Vice President of Wealth and Investment Management at Wells Fargo & Company
Carroll Family Holdings, LLC
Charlotte, North Carolina

Speaker Bio

Session Description

Please join David as he shares thoughts on Risk Management, Compliance, your reputation with clients, and credibility with Regulators.

Session Materials

Cartoon

Cartoon