Conference Materials to be made available the week of April 21, 2014
1:00 PM - 4:00 PM : Pre-Conference Workshop I - Fiduciary Dashboards and Benchmarking
1:01 PM - 4:00 PM : Pre-Conference Workshop II - Writing it Right – Writing Effective Audit Reports
8:15 AM - 9:15 AM : Keynote Address - Litigation Risk–Trends in Wealth Management and Retirement
9:30 AM - 10:30 AM : UDAAP
1:15 PM - 2:30 PM : Fiduciary Litigation
1:15 PM - 2:30 PM : ERISA Update
1:15 PM - 2:30 PM : Advanced Session / Operations
2:45 PM - 4:00 PM : Fiduciary Litigation-REPEAT SESSION
2:45 PM - 4:00 PM : ERISA Update-REPEAT SESSION
2:45 PM - 4:00 PM : Advanced Session / Operations-REPEAT SESSION
4:15 PM - 5:30 PM : Roundtable-Community Banks
4:15 PM - 5:30 PM : Roundtable-Large Banks
4:15 PM - 5:30 PM : Roundtable-Regulators
8:00 AM - 9:00 AM : Keynote Session - Sticking Points: How to Get the Four Generations Working Together in the 12 Places They Come Apart
9:15 AM - 10:15 AM : Panel – Operations Risk – Update / Hot Topics
10:30 AM - 12:00 PM : Regulator Panel
12:15 PM - 1:15 PM : Trust Legislative Update
2:30 PM - 4:30 PM : In-Conference Seminar: Preparing for & Managing a Regulatory Exam
8:00 AM - 9:00 AM : Keynote Session-Cyber Security
9:15 AM - 10:15 AM : Administrative Risks with Foundations / Endowments
9:15 AM - 10:15 AM : Risks Through the Convergence of Digital Technologies
9:15 AM - 10:15 AM : The Fiduciary Standard: What Could Change to the DOL Standard Mean
9:15 AM - 10:15 AM : Working Through Risk Appetite
10:30 AM - 11:30 AM : Anti Money-Laundering
10:30 AM - 11:30 AM : Foreign Tax Reclamations
10:30 AM - 11:30 AM : Directed Trusts
10:30 AM - 11:30 AM : Risks Related to Client Disbursements
1:15 PM - 2:15 PM : Deeper Dive – Trading Risks
1:15 PM - 2:15 PM : Elder Abuse – Neglect and Exploitation
1:15 PM - 2:15 PM : IRAs
1:15 PM - 2:15 PM : Special Needs Trusts (SNTs) for the Disabled
2:30 PM - 3:30 PM : Corporate Governance and Business Ethics
2:30 PM - 3:30 PM : Electronic Signatures in Global and National Commerce Act at Your Company
2:30 PM - 3:30 PM : Just Because You’re an Expert…. Doesn’t Make You Interesting
2:30 PM - 3:30 PM : Identity Theft Investigations
3:45 PM - 4:45 PM : Customer Complaints
3:45 PM - 4:45 PM : FATCA: The Time Has Finally Arrived to Implement
3:45 PM - 4:45 PM : Muni Advisor Rule
3:45 PM - 4:45 PM : Trade Operations/Trade Errors/Trade Limits/Soft Dollars
8:00 AM - 9:00 AM : Keynote Session-The Dirty End of a Cyberattack
9:15 AM - 10:15 AM : Executive Panel – Effective ERM / Fiduciary Risk Management Program
10:30 AM - 11:30 AM : Conference Highlights & Key Takeaways / Community Bank
10:30 AM - 11:30 AM : Conference Highlights & Key Takeaways / Large Bank
11:30 AM - 11:30 AM : Conference Highlights & Key Takeaways / Regulator
Alexander, Clifford : Muni Advisor Rule
Antonelli, Pamela : Panel – Operations Risk – Update / Hot Topics
Austin, Deborah : In-Conference Seminar: Preparing for & Managing a Regulatory Exam
Buffington, Mary Beth : Panel – Operations Risk – Update / Hot Topics
Calaby, Cecelia A. : Trust Legislative Update
Campbell, Bradford : IRAs
Campisi, Dominic : Fiduciary Litigation
Chaparro, Francisca : Electronic Signatures in Global and National Commerce Act at Your Company
Compton, Mark : Advanced Session / Operations
Dalton, Tish : Regulator Panel
De Vries, Jennifer : Conference Highlights & Key Takeaways / Large Bank
De Vries, Jennifer : Roundtable-Large Banks
DiMilo, Anthony : Regulator Panel
Dow, James : Regulator Panel
Fanic, Tani : Administrative Risks with Foundations / Endowments
Foy, Askari : Regulator Panel
Frozena, Angela : Roundtable-Regulators
Frozena, Angela : Conference Highlights & Key Takeaways / Regulator
Frye, David : Risks Related to Client Disbursements
Goldberg, Bruce : Conference Highlights & Key Takeaways / Community Bank
Goldberg, Bruce : Roundtable-Community Banks
Hetherington, Cynthia : Identity Theft Investigations
Homoly, Paul : Just Because You’re an Expert…. Doesn’t Make You Interesting
Imm, Gregory : UDAAP
Johanneck, Randy : Executive Panel – Effective ERM / Fiduciary Risk Management Program
Jonke, David : Panel – Operations Risk – Update / Hot Topics
Jonke, David : Executive Panel – Effective ERM / Fiduciary Risk Management Program
Jonke, David : Roundtable-Large Banks
Kleinman, Daniel : The Fiduciary Standard: What Could Change to the DOL Standard Mean
Kropschot, Jeffrey S. : Regulator Panel
Kropschot, Jeffrey S. : Customer Complaints
Kropschot, Jeffrey S. : Conference Highlights & Key Takeaways / Regulator
Kropschot, Jeffrey S. : Roundtable-Regulators
Kropschot, Jeffrey S. : In-Conference Seminar: Preparing for & Managing a Regulatory Exam
Lettau, Denise : Elder Abuse – Neglect and Exploitation
Maloney, Eugene F. : Keynote Address - Litigation Risk–Trends in Wealth Management and Retirement
Marion, James : Directed Trusts
Oeth, Christy : Deeper Dive – Trading Risks
Palma, Anthony : Corporate Governance and Business Ethics
Pelcak, Gary : Conference Highlights & Key Takeaways / Community Bank
Pelcak, Gary : Conference Highlights & Key Takeaways / Large Bank
Pelcak, Gary : Roundtable-Community Banks
Petro, Joseph : Keynote Session-The Dirty End of a Cyberattack
Ristuccia, Henry : Executive Panel – Effective ERM / Fiduciary Risk Management Program
Roche, Jerome : Advanced Session / Operations
Ruch, Trey : Trade Operations/Trade Errors/Trade Limits/Soft Dollars
Sargent, Sally Larson : Special Needs Trusts (SNTs) for the Disabled
Shaw, Haydn : Keynote Session - Sticking Points: How to Get the Four Generations Working Together in the 12 Places They Come Apart
Shepard, Michael : Anti Money-Laundering
Shepard, Michael : FATCA: The Time Has Finally Arrived to Implement
Smith, Marilyn : Working Through Risk Appetite
Treut, William : Foreign Tax Reclamations
Ufford, Roberta : ERISA Update
Wasti, Khalid : Risks Through the Convergence of Digital Technologies
Weiss, Errol : Keynote Session-Cyber Security
Whalen, T. Kevin : Panel – Operations Risk – Update / Hot Topics
Whalen, T. Kevin : Risks Related to Client Disbursements