FIRMA National Risk Management Training Conference
April 28 - May 2, 2013
Las Vegas, NV
1:00 PM - 3:00 PM : Pre-Conference Workshop I: Managing Regulatory Reporting - State by State
1:00 PM - 3:00 PM : Pre-Conference Workshop II: Finding the Risks in Trust Administrative Reviews
8:00 AM - 8:15 AM : Welcoming Remarks
8:15 AM - 9:15 AM : Opening Keynote Session - From Mob Mouthpiece to Mayor
9:30 AM - 10:30 AM : Trust Legislative Update
10:45 AM - 11:45 AM : Economic Update - Beyond the Fiscal Debate
11:45 AM - 1:15 PM : Hosted Luncheon & Dessert with the Sponsors
1:15 PM - 2:15 PM : Securities Regulator Panel
2:30 PM - 3:30 PM : Senior Executive Panel - Are You Ready for the Next Threat?
3:45 PM - 5:15 PM : Roundtable - Auditing
3:45 PM - 5:15 PM : Roundtable - Compliance/Risk
3:45 PM - 5:15 PM : Roundtable - Regulators
8:00 AM - 9:00 AM : Keynote Session - Risk and Reward-Asset Allocation in a Changed World
9:15 AM - 10:15 AM : Risk Appetite
10:30 AM - 12:00 PM : Regulator Panel
12:15 PM - 1:15 AM : Personal Information Security
2:30 PM - 4:30 PM : In-Conference Seminar: Fiduciary Governance
8:00 AM - 9:00 AM : Keynote Session - The Changing World of Asset and Wealth Management
9:15 AM - 10:15 AM : Section 17 Affiliate Transactions
9:15 AM - 10:15 AM : New Products and Business Initiatives
9:15 AM - 10:15 AM : ERISA Update
9:15 AM - 10:15 AM : How 'Smart' Are You?
10:30 AM - 11:30 AM : Beyond Force Majeure: Practical Steps to Implement Lessons Learned from Superstorm Sandy and Other Systemic Challenges
10:30 AM - 11:30 AM : Investor Manager Analysis: The Deep Dive
10:30 AM - 11:30 AM : Getting the Right Fit on SSAE16 Reports
11:45 AM - 1:15 PM : Hosted Luncheon & FIRMA Annual Membership Meeting
1:15 PM - 2:15 PM : Recent Developments in Fiduciary Litigation
1:15 PM - 2:15 PM : Recovery and Resolution Plans - Corporate Living Wills
1:15 PM - 2:15 PM : Letters and Titles and Tags
2:30 PM - 3:30 PM : Co-Fiduciary Risk: The Pitfalls and the Rewards - How to Balance Both and Protect Yourself
2:30 PM - 3:30 PM : Trends in Trusts: Directed Trusts & Decanting
2:30 PM - 3:30 PM : EB Prohibited Transactions
3:45 PM - 4:45 PM : To Identify a Fraud, Learn to Think Like a Fraudster
3:45 PM - 4:45 PM : Risk Management of Oil & Gas Interests
3:45 PM - 4:45 PM : Global Sub-Custodian Risk
8:00 AM - 9:00 AM : Keynote Session - Leading from a Fiduciary Perspective
9:15 AM - 10:15 AM : FATCA Update and its Global Reach
10:30 AM - 11:30 AM : Panel - Satisfactory to Strong
11:30 AM - 11:30 AM : Conference Adjourns
Addleman, Katherine : Securities Regulator Panel
Austin, Deborah : Letters and Titles and Tags
Bilko, David : Panel - Satisfactory to Strong
Bujalski, Keith : Roundtable - Auditing
Calaby, Cecilia : Trust Legislative Update
Campisi, Dominic : Keynote Session - Risk and Reward-Asset Allocation in a Changed World
Corcoran, Dick : In-Conference Seminar: Fiduciary Governance
Crawford, Harold : Senior Executive Panel - Are You Ready for the Next Threat?
Daly, Michael : Roundtable - Compliance/Risk
De Vries, Jennifer : Roundtable - Compliance/Risk
DiMilo, Anthony : Regulator Panel
Dow, James : Regulator Panel
Edwards, Bev : Beyond Force Majeure: Practical Steps to Implement Lessons Learned from Superstorm Sandy and Other Systemic Challenges
Fitzsimons, Dana : Recent Developments in Fiduciary Litigation
Galindo, George : Getting the Right Fit on SSAE16 Reports
Gallagher, James : Panel - Satisfactory to Strong
Goodman, Oscar : Opening Keynote Session - From Mob Mouthpiece to Mayor
Heinze, Martha : Recovery and Resolution Plans - Corporate Living Wills
Heinze, Martha : Global Sub-Custodian Risk
Hetherington, Cynthia : Personal Information Security
Hrabak, James : Investor Manager Analysis: The Deep Dive
Kallembach, Larry : Senior Executive Panel - Are You Ready for the Next Threat?
Kelly, Becky : Pre-Conference Workshop II: Finding the Risks in Trust Administrative Reviews
Kirby, Julia : In-Conference Seminar: Fiduciary Governance
Kirby, Julia : How 'Smart' Are You?
Kropschot, Jeffrey S. : Roundtable - Regulators
Lee, Duane : Pre-Conference Workshop I: Managing Regulatory Reporting - State by State
Lormel, Dennis : To Identify a Fraud, Learn to Think Like a Fraudster
Lyons, Gregory : New Products and Business Initiatives
Manfredonia, Linda : Senior Executive Panel - Are You Ready for the Next Threat?
Meyer, Jean : Beyond Force Majeure: Practical Steps to Implement Lessons Learned from Superstorm Sandy and Other Systemic Challenges
Miller, Joel : Regulator Panel
Miller, Sally : FATCA Update and its Global Reach
Murphy, Martin : Securities Regulator Panel
Norris, William : Co-Fiduciary Risk: The Pitfalls and the Rewards - How to Balance Both and Protect Yourself
Novick, Barbara : Keynote Session - The Changing World of Asset and Wealth Management
Pattegar, Satish : In-Conference Seminar: Fiduciary Governance
Pattegar, Satish : Section 17 Affiliate Transactions
Pelcak, Gary : Roundtable - Auditing
Pond, Roger : Pre-Conference Workshop II: Finding the Risks in Trust Administrative Reviews
Romano, Carla : Securities Regulator Panel
Sackley, Janice : Letters and Titles and Tags
Sadler, Dick : Risk Management of Oil & Gas Interests
Salzberg, Barry : Keynote Session - Leading from a Fiduciary Perspective
Sargent, Sally Larson : Trends in Trusts: Directed Trusts & Decanting
Smith, Marilyn : In-Conference Seminar: Fiduciary Governance
Sparano, Mark : Panel - Satisfactory to Strong
Ufford, Roberta : ERISA Update
Ufford, Roberta : EB Prohibited Transactions
Young, Walter : Risk Appetite
Zentner, Ellen : Economic Update - Beyond the Fiscal Debate