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CAREER OPPORTUNITIES
FIRMA offers to the trust audit and compliance industry a unique resource of expertise and insight to existing trust audit and compliance practices and standards of performance. FIRMA has the opportunity to develop standardized trust audit procedures as well as position papers on compliance risks and audit challenges of new trust products/ services and investment vehicles. FIRMA can also offer guidelines to financial institutions for establishing and maintaining a professional trust audit and compliance staff.
| Wealth Management Senior Audit Specialist |
Posted: 1/23/06 |
Susquehanna Bancshares, Inc
Corporate Audit Department
Wealth Management Senior Audit Specialist
Lancaster, PA
Do you have prior experience in auditing or monitoring wealth management or fiduciary activities?
Do you have a passion for big challenges and a drive to win? Do you want to be a key player in Susquehanna's control environment improvement process?
If you answered yes to these questions, take a look at this career opportunity in Susquehanna Bancshares' Corporate Audit Department.
About Susquehanna Bancshares, Inc.
Susquehanna is a regional financial services holding company headquartered in Lancaster County Pennsylvania. With offices in Pennsylvania, Maryland, New Jersey and West Virginia, we operate numerous commercial banking, wealth management, insurance and leasing companies. Our extensive portfolio of financial products and services is managed locally to provide maximum value to our customers and communities
Position Summary:
The Wealth Management Senior Audit Specialist position leads Susquehanna Bancshares, Inc. in it's goal to enhance the value of its' wealth management activities by performing financial, operational, or regulatory compliance audits.
Qualifications:
Bachelor's degree required, certified fiduciary professional and/or NASD securities licensing preferred or willing to obtain. Minimum of five years experience required. Experience should be in fiduciary, broker-dealer, registered investment advisor, or institutional investment environment either in industry or regulatory. Proven ability to build rapport and exercise tact and diplomacy with all levels of management. Must be able to remain current on laws, regulations, and self-regulatory rules that impact our wealth management lines of business.
We offer a competitive compensation and benefit package including medical, vision, and dental coverage, profit sharing retirement plan, and tuition assistance.
Qualified candidates should submit a cover letter and resume with salary requirements via WORD document(s) to Greg.White@susquehanna.net.
Susquehanna is an equal opportunity employer.
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| Auditor |
Posted: 4/10/06 |
Zions Bancorporation is one of the nation's premier financial services companies, consisting of a collection of great banks in select high growth markets. Under local management teams and community identities, Zions operates over 450 full-service banking offices and over 500 ATMs in Arizona, California, Colorado, Idaho, Nevada, New Mexico, Oregon, Texas, Utah and Washington. To better familiarize yourself with our company visit us at http://www.zionsbancorporation.com
The Audit Department is seeking a Fiduciary Audit professional to be responsible for performing a variety of fiduciary audit assignments to assure compliance with established policies and procedures, fiduciary laws, regulatory requirements, and industry best practices. This position will perform audits of personal and corporate trust account administration, operations, and investment functions. They will work with management to develop corrective actions to audit exceptions and submit audit reports for final review and Audit Committee reporting. Follow up to determine that approved management action plans are instituted and complied with by departments. May lead or assist other auditors as assigned. Other duties as assigned.
This position typically requires a Bachelor's and 4+ years of directly related experience. Broad application of principles, theories, and concepts in applicable discipline, plus extensive knowledge of other related fields. Extensive knowledge of auditing procedures, accounting, statistical analysis, legal requirements and government regulations. Good communication and PR skills. Working knowledge of pc software.
***CTP or CFP certification(s) preferred, MBA or CPA beneficial.
Qualified applicants should visit our Career Center at www.zionsbank.com and apply to job # 61824.
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| Bank Examiner Asset Management |
Posted: 2/27/06 |
Our organization is well known in the banking industry. In fact, the Office of the Comptroller of the Currency, an agency of the Department of Treasury, is one of the world's preeminent bank supervisory agencies. The OCC charters, regulates and supervises the integrity of our national banks. Our culture promotes creative and thoughtful contributions by people in all positions, and an environment that values and encourages diversity.
JOB DESCRIPTION:
As a key contributor to the Large Bank Examination team, you will focus on evaluating the control and management of risks inherent in examining asset management activities within the largest financial institutions under the supervision of the Comptroller of the Currency.
Successful candidates must demonstrate a high level of technical expertise with recent experience in fiduciary/asset management activities in a large and/or complex financial institution with an emphasis in audit risk management or other control functions, or as an Asset Management examiner in another regulatory agency. Additionally, candidates must have an understanding of basic banking principles and operations and risk management and internal control concepts
There are multiple positions available throughout the country including in San Francisco, CA; New York City, NY; Chicago, IL, Columbus, OH, Cleveland, OH and Minneapolis, MN. If you are an inquisitive individual with high standards of your own, consider the OCC. The full job announcements which include application instructions and information on our outstanding benefit package are located at the OCC's Website:
http://www.occ.treas.gov/jobs/EXT-LB-06-076
http://www.occ.treas.gov/jobs/EXT-LB-06-077
The Office of the Comptroller of the Currency is an equal opportunity employer that welcomes applications from diverse candidates and people with disabilities.
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