The Fiduciary & Investment Risk Management Association

Marilyn Smith

Job Title:
Vice President & Assoc.Chief Compliance Officer
Harris US Corporate Compliance Office

Career:
Vice President & Compliance Manager
First Chicago NBD through Bank One merger 1998

Trust Audit Manager
American National Bank & Trust Co. of Chicago
Through First Chicago Merger 1993

Systems Audit Manager
LaSalle National Bank through 1988

Education:
BS in Business Administration - Accounting
Loyola University of Chicago, 1979

MBA in Management Information Systems, 1983
Roosevelt University of Chicago

Cannon Financial Institute Trust Audit & Compliance School 1994

Professional Designations:
Certified Trust Compliance Professional
Cannon Financial Institute

Certified Information Systems Auditor
Information Systems Audit & Control Association

NASD Series 7 licensed
NASD Series 24 licensed

Affiliations:
FIRMA
Fiduciary & Investments Risk Management Association
Information Systems Audit & Control Association
Corporate Fiduciaries Association of Illinois
Former Finance Committee member of NATACP
Certified Risk Professional Program (CRP), pending

Program Committee of Jobs For Youth job readiness program
Recycled Mentor for Saturday Scholars Mentor Program
Volunteer Tax Preparer for Volunteer Taxpayer Assistance Program