Judith Dorian

Professional History

CitiStreet
April, 2000 - Present

Chief Risk Management Officer, Institutional Division
Responsible for Risk Management and compliance for the Institutional Division in Quincy, Massachusetts and the Total Benefits Outsourcing Division, in Jacksonville, Florida. Also provide assistance in risk identification and risk management in the Retirement Services Division in East Brunswick, New Jersey. Retained all of the responsibilities from RIS Division of State Street. CitiStreet is the second largest participant record keeping firm in the US.

State Street Bank
August, 1996-April, 2000

Retirement Investment Services Division

Risk Manager

Managed the Risk Management and Compliance Department of the division. Oversaw risk identification and control, provided risk and compliance training, coordinated with auditors and examiners, oversaw Code of Ethics, served on the Watchlist and Fiduciary committees and coordinate policy and procedure development and implementation.

Fleet National Bank
1990 - 1996

Vice President

Corporate Compliance, 11//95 - 8/96

Designated liaison with internal auditors and regulators for audits and examinations of FIS. In addition to compliance responsibilities, served on many committees and task forces for special projects and mergers and acquisitions.

FIS Risk Management, 6/93 - 11/95
Provided technical assistance and guidance several business lines in FIS with specific responsibility for Retirement Plan Services and Wealthy Market IRA accounts. Technical resource for audit Department in SAS 70 process.

Employee Benefit Compliance, 6/91 - 6/93
Compliance resource for 16 New England and New York Employee Benefit Services offices. Coordinated special projects including selection, development and implementation of prototype document for use throughout the system and establishment of a unified policy manual for use system-wide.

Fiduciary Administration, 10/90 - 6/91
Managed the Employee Benefits Department of Fiduciary Administration comprised of approximately 800 defined benefit and defined contribution accounts covering 250 client relationships and having a value of $8,000,000.

Bank of Boston/Rhode Island Hospital Trust National Bank
1976-1990

Trust Representative to Assistant Vice President

Employee Benefit Trust Department Responsible for Rhode Island Unit; 44 account relationships valued at $1.5 billion.