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Monday, April 16, 2007

Welcoming Remarks

8:00 - 8:15 am

Opening Address

8:15 - 9:15 am 

“Leading-Edge Investment Strategies & Associated Risks”

General Sessions

9:30 –10:30 am

“What You Need To Know About Privacy and Why”

10:45 - 11:45 am

“Pandemic Preparedness – Myths, Hype, and Reality”

Keynote Luncheon

11:45 am – 1:00 pm

"Trends in Risk Management and Compliance and Their Impact on Asset Management"

Concurrent Sessions - “Track I - Trust”

1:15 – 2:15 pm

“Dynasty Trusts Why Dynasty Trusts And Why Delaware??”

2:30 – 3:30 pm

“Key Risks in Doing Business with Family Offices”

3:45 - 4:45 pm

New! "Hot Topics – Corporate Trusts"

Concurrent Sessions - “Track II - Employee Benefit Administration”

1:15 – 2:15 pm

“Common IRA Mistakes”

2:30 – 3:30 pm

“Hot Topics - ERISA”

3:45 - 4:45 pm

"Employee Benefit Plan Audits"

Concurrent Sessions - “Track III - How To”

1:15 – 2:15 pm

“Risk Metrics - Management Tools”

2:30 – 3:30 pm

“Control of Marketing Materials”

3:45 - 4:45 pm

"Auditing Compensation Plans - Risks and Conflicts"

FIRMA’s Welcome Reception

6:00 –8:00 pm


Tuesday, April 17, 2007

General Sessions

8:00 -9:00 am

New! “Fiduciary Litigation”

9:15 - 10:15 am

“Hot Legislative Trust Issues”

10:30 - 11:30 am

“AML / BSA”

11:45 am - 12:45 pm

“Overseeing the Introduction of New Products”

Lunch at Your Leisure


Wednesday, April 18, 2007

General Sessions

8:00 -9:00 am

“FIRMA Annual Membership Meeting”

Concurrent Sessions - “Track I - Investments”

9:15 -10:15 am

“AIMR / GIPS”

10:30 -11:30 am

"Complex Investments”

Concurrent Sessions - “Track II – Operational Risks”

9:15 -10:15 am

“Outsourcing and Vendor Management”

10:30 -11:30 am

"Outsourcing and Vendor Management (Repeat Session)”

Concurrent Sessions - “Track III – Core Competencies”

9:15 -10:15 am

“Consumer Regulation Oversight in Trust and Private Banking”

10:30 -11:30 am

"Governance and Trust Committee Structure”

Concurrent Sessions - “Track IV – Regulatory”

9:15 -10:15 am

“Regulator Open Session – OCC”

10:30 -11:30 am

"Regulator Open Session – FED”

Hosted Luncheon

11:30 - 1:00 pm

New! "Richard W. Jacobs"

Concurrent Sessions – "Track I – Investments"

1:00 - 2:15 pm

“Complex Investments (Repeat Session)”

2:30 - 3:30 pm

“Soft Dollars - Rule 28e”

3:45 - 4:45 pm

“Fiduciary Roundtable - Small Bank”

Concurrent Sessions – "Track II – Operational Risks"

1:15 - 2:15 pm

“International / Offshore Trust and Wealth Services”

2:30 - 3:30 pm

“Corporate and Class Actions Settlement Process”

3:45 - 4:45 pm

“Fiduciary Roundtable - Large Bank”

Concurrent Sessions – "Track III – Governance"

1:15 - 2:15 pm

“Personal and Institutional Trust Administrative Reviews”

2:30 - 3:30 pm

New! “Enterprise Risk Management”

3:45 - 4:45 pm

“Personal and Institutional Trusts Administrative Reviews”

Concurrent Sessions – "Track IV – Regulatory"

1:15 - 2:15 pm

New! “Regulator Open Session - SEC”

2:30 - 3:30 pm

New! “Regulator Open Session - FDIC”

3:45 - 4:45 pm

“Regulatory Roundtable”

Thursday, April 19, 2007

General Sessions

8:00 – 9:00 am

“Balance Between Audit/Compliance and Risk Management - Best Practices”

9:15 – 10:15 am

“Discretionary vs. Directed Investment Risk”

10:30 - 11:30 am

“SEC Rule 22c-2”

Conference Adjourns

11:30 am

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