Director – Center for Securities, Trusts, and
Investments
AMERICAN BANKERS ASSOCIATION
Washington, D.C.
This session will discuss federal legislation and regulations impacting
the wealth management business. Topics include an update on the SEC's
"push-out" rules, mutual fund regulation and estate and gift tax
repeal. This session will also focus on employee benefit and retirement
plan issues before the Congress and the Department of Labor, including
employer securities in employee benefit plans and disclosure
requirements in connection with union plans.
